sectionchapterappendix

Dual Horizon – A Formal Proof by Elimination

sec:appC_dual_horizon

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sectionsubsectionappendix

C.0.1 Method: two eliminations, one root

subsec:appC_methodological_logical_framework

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sectionsectionappendix

Formal Statement: Dual Horizon as Effective Signature

sec:appC_formal_statement_dual_horizon_thesis

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definitiondefinitionalappendix

Observer-visible symbolic system

definition:appC_observer_visible_system

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\begin{definition}[Observer-visible symbolic system]
\label{definition:appC_observer_visible_system}
A \emph{bounded symbolic dynamical system} is a tuple
\((\manifold, g, \drift, R_{\mathrm{stab}}, \Obs)\), where \(\manifold\) is a
symbolic manifold (cf.~\ref{definition:bk1_symbolic_manifold}) with metric \(g\),
\(\drift\) is the drift field (cf.~\ref{definition:bk6_drift_operator_complete}),
\(R_{\mathrm{stab}}\) is the stabilizing reflection field
(cf.~\ref{definition:bk6_reflection_operator_complete}), and \(\Obs\) is a Bounded
Observer (cf.~\ref{definition:bk4_bounded_observer}) with resolution threshold
\(\epsilon_{\Obs}\). The \emph{observer-visible domain} \(\Omega\subseteq\manifold\)
is the region resolved by \(\Obs\) above \(\epsilon_{\Obs}\), carrying the
resolution-weighted observer measure \(\mu_{\Obs}\) induced by the observer kernel
(cf.~\ref{definition:bk4_observer_kernel_convolution_map}).
\end{definition}

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definitiondefinitionalappendix

Generative and stabilizing horizon fluxes

definition:appC_horizon_fluxes

Exact LaTeX body

\begin{definition}[Generative and stabilizing horizon fluxes]
\label{definition:appC_horizon_fluxes}
On the observer-visible domain \(\Omega\) define the \emph{generative flux}
\[
G_{\Obs}(\Omega) := \int_\Omega \big(\nabla\!\cdot\drift\big)_+ \, d\mu_{\Obs},
\qquad (x)_+ := \max\{x,0\},
\]
and the \emph{stabilizing flux}
\[
C_{\Obs}(\Omega) := \int_\Omega \big(-\nabla\!\cdot R_{\mathrm{stab}}\big)_+ \, d\mu_{\Obs}.
\]
Thus \(G_{\Obs}\) accumulates the observer-visible rate at which Drift \emph{sources}
novelty (positive divergence) and \(C_{\Obs}\) the rate at which stabilizing
Reflection \emph{sinks} it (negative divergence). Up to the divergence theorem,
\(\int_\Omega \nabla\!\cdot\drift \, d\mu_{\Obs}\) is the net Drift flux across the
resolution boundary \(\partial\Omega\) --- the observer's \emph{horizon} --- and
\(G_{\Obs}\) retains only its sourcing part; symmetrically for \(C_{\Obs}\). This is
the precise sense in which the two are horizon-effects, defined independently of how
many geometric horizons realize them.
\end{definition}
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definitiondefinitionalappendix

Bounded reflexive emergence

definition:appC_bounded_reflexive_emergence

Exact LaTeX body

\begin{definition}[Bounded reflexive emergence]
\label{definition:appC_bounded_reflexive_emergence}
The system exhibits \emph{bounded reflexive emergence} on \(\Omega\) over a
symbolic-time interval \(I\) if the observer-visible emergence functional
\(\Delta\Phi_{\Obs}\) --- the net gain over \(I\) of retained, resolved coherent
structure produced by the coupled action of \(\drift\) and \(R_{\mathrm{stab}}\) (the
stage-composite emergence of Def.~\ref{definition:bk1_stage_composite_operator},
measured as stabilized reduction of symbolic free energy \(\freeenergy\),
cf.~\ref{definition:bk2_symbolic_free_energy}) --- satisfies
\[
\Delta\Phi_{\Obs}(\drift, R_{\mathrm{stab}}) \;\ge\; \tau_E \;>\; 0
\]
for an observer-fixed emergence threshold \(\tau_E\).
\end{definition}

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assumptiondefinitionalappendix

Emergence Domination

assumption:appC_emergence_domination

Exact LaTeX body

\begin{assumption}[Emergence Domination]
\label{assumption:appC_emergence_domination}
Observer-visible emergence cannot exceed the budget of the \emph{binding} flux:
there is a finite gain constant \(\Lambda=\Lambda(\epsilon_{\Obs})\) with
\[
\Delta\Phi_{\Obs}(\drift, R_{\mathrm{stab}})
\;\le\; \Lambda \cdot \min\big\{\,G_{\Obs}(\Omega),\, C_{\Obs}(\Omega)\,\big\}.
\]
This is symbolic-budget bookkeeping, not a dynamical postulate (cf. the token-budget
bound of Def.~\ref{definition:appC_observer_coherence_budget}): retained novelty
visible to \(\Obs\) can be neither more than was generated nor more than was
stabilized, so it is bounded by the smaller of the two. Where one flux vanishes, no
emergence above the floor is available.
\end{assumption}

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theoremprovenappendix

Dual Horizon Necessity (Effective Signature)

theorem:appC_dual_horizon_signature

Exact LaTeX body

\begin{theorem}[Dual Horizon Necessity (Effective Signature)]
\label{theorem:appC_dual_horizon_signature}
This is the expanded, realization-invariant form of the canonical Book~I theorem
(Thm.~\ref{theorem:bk1_dual_horizon_necessity_theorem}); Book~I carries the
statement of record, and what follows is its full derivation and defense.
Let \((\manifold, g, \drift, R_{\mathrm{stab}}, \Obs)\) be a bounded symbolic
dynamical system that exhibits bounded reflexive emergence on \(\Omega\)
(Def.~\ref{definition:appC_bounded_reflexive_emergence}). Then
\[
G_{\Obs}(\Omega) > 0 \qquad\text{and}\qquad C_{\Obs}(\Omega) > 0 .
\]
That is, the observer-visible flux carries a \emph{dual effective horizon signature}
on the shared domain \(\Omega\): one positive/generative and one
negative/stabilizing component, invariant under the geometric realization of those
components. The conclusion is established twice below: observationally, from Bounded
Observability alone (Proof~I, \S\ref{sec:appC_proof_observational}), and
geometrically, from Emergence Domination
(Assumption~\ref{assumption:appC_emergence_domination}; Proof~II,
\S\ref{sec:appC_proof_by_elimination}).
\end{theorem}

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sectionsectionappendix

Proof I --- Observational Elimination

sec:appC_proof_observational

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proofappendix

Proof of Theorem~\ref{theorem:appC_dual_horizon_signature} (observational modality)

proof:appC_dual_horizon_signature_observational

Exact LaTeX body

\begin{proof}[Proof of Theorem~\ref{theorem:appC_dual_horizon_signature} (observational modality)]
\label{proof:appC_dual_horizon_signature_observational}
\leavevmode

Assume bounded reflexive emergence, \(\Delta\Phi_{\Obs}\ge\tau_E>0\): over \(I\) the
observer registers and \emph{retains} new coherent structure on \(\Omega\). We
eliminate, in turn, the three ways the dual signature can fail --- novelty that never
crosses the horizon, novelty that crosses but is never stabilized, and the two alive
yet never meeting on a single observer's domain.

\textbf{Case A (no observer-visible generation): \(G_{\Obs}(\Omega)=0\).} No novelty
is sourced across the horizon into \(\Omega\) that the observer can resolve above
\(\epsilon_{\Obs}\). Over \(I\) it therefore registers no \emph{new} differentiated
content --- only rearrangement below resolution, bare repetition, or decay. Retained
new structure presupposes registered new content; with none, \(\Delta\Phi_{\Obs}\)
cannot rise to \(\tau_E\). One cannot retain what was never observed to enter.
Contradiction.

\textbf{Case B (no observer-visible stabilization): \(C_{\Obs}(\Omega)=0\).} Novelty
is sourced but nothing contracts or integrates it on \(\Omega\). Relative to finite
resolution \(\epsilon_{\Obs}\), unintegrated novelty disperses or saturates the
observer's channel: it may be registered transiently but is not \emph{retained} as
stable identity \(\identity\) across \(I\). Since \(\Delta\Phi_{\Obs}\) counts
retained structure, it stays below \(\tau_E\). Novelty seen but not kept is not
emergence. Contradiction.

\textbf{Case C (generation and stabilization in different observer patches).} Suppose
both occur in \(\manifold\) but not within one resolved domain \(\Omega\). The
observer integrates emergence over a single \(\Omega\); on it, the absent
contribution lies outside the patch or below \(\epsilon_{\Obs}\), so that \(\Omega\)
reduces to Case~A or Case~B. No single bounded observer registers coupled becoming.
Contradiction.

In each case the observer fails to register retained emergence, contradicting
\(\Delta\Phi_{\Obs}\ge\tau_E\). Hence both an observer-visible generative contribution
and an observer-visible stabilizing contribution must be present on the shared
\(\Omega\); that is, \(G_{\Obs}(\Omega)>0\) and \(C_{\Obs}(\Omega)>0\).
\end{proof}
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sectionsectionappendix

Proof II --- Effective-Signature (Geometric)

sec:appC_proof_by_elimination

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proofappendix

Proof of Theorem~\ref{theorem:appC_dual_horizon_signature} (geometric modality)

proof:appC_dual_horizon_signature_geometric

Exact LaTeX body

\begin{proof}[Proof of Theorem~\ref{theorem:appC_dual_horizon_signature} (geometric modality)]
\label{proof:appC_dual_horizon_signature_geometric}
\leavevmode

Assume bounded reflexive emergence, \(\Delta\Phi_{\Obs}\ge\tau_E>0\). The dual
signature ``\(G_{\Obs}(\Omega)>0\) and \(C_{\Obs}(\Omega)>0\)'' can fail in exactly
three ways; we eliminate each.

\textbf{Case A (no generative flux on \(\Omega\)): \(G_{\Obs}(\Omega)=0\).} Then
\(\min\{G_{\Obs},C_{\Obs}\}=0\), and Emergence Domination
(Assumption~\ref{assumption:appC_emergence_domination}) gives
\(\Delta\Phi_{\Obs}\le \Lambda\cdot 0 = 0 < \tau_E\), contradicting emergence.
Symbolically: Drift may be formally nonzero, yet it sources no observer-visible
novelty across the horizon --- transport below \(\epsilon_{\Obs}\), bare repetition,
or collapse --- so no new structure arises to be retained.

\textbf{Case B (no stabilizing flux on \(\Omega\)): \(C_{\Obs}(\Omega)=0\).} Again
\(\min=0\) and \(\Delta\Phi_{\Obs}\le 0<\tau_E\), a contradiction. Symbolically:
novelty is generated but never contracted or integrated; symbolic free energy
\(\freeenergy\) is not stably reduced, and the differentiated content disperses below
resolution before it can register as retained identity (\(\identity\)). Generation
without a sink is flux, not emergence.

\textbf{Case C (no shared domain).} Suppose instead that both signs occur somewhere
in \(\manifold\) --- \((\nabla\!\cdot\drift)_+>0\) on some region and
\((-\nabla\!\cdot R_{\mathrm{stab}})_+>0\) on another --- but their observer-visible
supports do not both meet a common \(\Omega\). Then on the domain over which \(\Obs\)
actually integrates emergence, at least one integrand vanishes
\(\mu_{\Obs}\)-almost everywhere, so \(G_{\Obs}(\Omega)=0\) or
\(C_{\Obs}(\Omega)=0\), returning us to Case A or B. Uncoupled generation and
stabilization, however vigorous in separate observer patches, produce no reflexive
emergence for \(\Obs\).

In every case \(\Delta\Phi_{\Obs}<\tau_E\), contradicting the hypothesis. Hence both
fluxes are strictly positive on a shared \(\Omega\): the dual effective signature is
necessary.
\end{proof}

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  "latex_body": "\\begin{proof}[Proof of Theorem~\\ref{theorem:appC_dual_horizon_signature} (geometric modality)]\n\\label{proof:appC_dual_horizon_signature_geometric}\n\\leavevmode\n\nAssume bounded reflexive emergence, \\(\\Delta\\Phi_{\\Obs}\\ge\\tau_E>0\\). The dual\nsignature ``\\(G_{\\Obs}(\\Omega)>0\\) and \\(C_{\\Obs}(\\Omega)>0\\)'' can fail in exactly\nthree ways; we eliminate each.\n\n\\textbf{Case A (no generative flux on \\(\\Omega\\)): \\(G_{\\Obs}(\\Omega)=0\\).} Then\n\\(\\min\\{G_{\\Obs},C_{\\Obs}\\}=0\\), and Emergence Domination\n(Assumption~\\ref{assumption:appC_emergence_domination}) gives\n\\(\\Delta\\Phi_{\\Obs}\\le \\Lambda\\cdot 0 = 0 < \\tau_E\\), contradicting emergence.\nSymbolically: Drift may be formally nonzero, yet it sources no observer-visible\nnovelty across the horizon --- transport below \\(\\epsilon_{\\Obs}\\), bare repetition,\nor collapse --- so no new structure arises to be retained.\n\n\\textbf{Case B (no stabilizing flux on \\(\\Omega\\)): \\(C_{\\Obs}(\\Omega)=0\\).} Again\n\\(\\min=0\\) and \\(\\Delta\\Phi_{\\Obs}\\le 0<\\tau_E\\), a contradiction. Symbolically:\nnovelty is generated but never contracted or integrated; symbolic free energy\n\\(\\freeenergy\\) is not stably reduced, and the differentiated content disperses below\nresolution before it can register as retained identity (\\(\\identity\\)). Generation\nwithout a sink is flux, not emergence.\n\n\\textbf{Case C (no shared domain).} Suppose instead that both signs occur somewhere\nin \\(\\manifold\\) --- \\((\\nabla\\!\\cdot\\drift)_+>0\\) on some region and\n\\((-\\nabla\\!\\cdot R_{\\mathrm{stab}})_+>0\\) on another --- but their observer-visible\nsupports do not both meet a common \\(\\Omega\\). Then on the domain over which \\(\\Obs\\)\nactually integrates emergence, at least one integrand vanishes\n\\(\\mu_{\\Obs}\\)-almost everywhere, so \\(G_{\\Obs}(\\Omega)=0\\) or\n\\(C_{\\Obs}(\\Omega)=0\\), returning us to Case A or B. Uncoupled generation and\nstabilization, however vigorous in separate observer patches, produce no reflexive\nemergence for \\(\\Obs\\).\n\nIn every case \\(\\Delta\\Phi_{\\Obs}<\\tau_E\\), contradicting the hypothesis. Hence both\nfluxes are strictly positive on a shared \\(\\Omega\\): the dual effective signature is\nnecessary.\n\\end{proof}",
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sectionsectionappendix

Sufficiency and the Conditional Biconditional

subsec:appC_conclusion_of_proof_by_elimination

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assumptiondefinitionalappendix

Emergence Coupling lower bound

assumption:appC_emergence_coupling

Exact LaTeX body

\begin{assumption}[Emergence Coupling lower bound]
\label{assumption:appC_emergence_coupling}
There is a coupling gain \(\kappa=\kappa(\epsilon_{\Obs})>0\) such that, when both
fluxes are present and interact on the shared domain \(\Omega\),
\[
\Delta\Phi_{\Obs}(\drift, R_{\mathrm{stab}})
\;\ge\; \kappa\cdot\min\big\{\,G_{\Obs}(\Omega),\, C_{\Obs}(\Omega)\,\big\}.
\]
Necessarily \(\kappa\le\Lambda\), since both bounds hold simultaneously.
\end{assumption}
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theoremprovenappendix

Emergence is sandwiched by the dual signature

theorem:appC_dual_horizon_biconditional

Exact LaTeX body

\begin{theorem}[Emergence is sandwiched by the dual signature]
\label{theorem:appC_dual_horizon_biconditional}
Under Emergence Domination and Emergence Coupling
(Assumptions~\ref{assumption:appC_emergence_domination},~\ref{assumption:appC_emergence_coupling}),
write \(m:=\min\{G_{\Obs}(\Omega),C_{\Obs}(\Omega)\}\). Then
\[
\kappa\, m \;\le\; \Delta\Phi_{\Obs}(\drift,R_{\mathrm{stab}}) \;\le\; \Lambda\, m .
\]
Consequently:
\begin{enumerate}[label=(\roman*)]
\item \emph{(Sufficiency)} \(m \ge \tau_E/\kappa \;\Rightarrow\; \Delta\Phi_{\Obs}\ge\tau_E\);
\item \emph{(Necessity)} \(\Delta\Phi_{\Obs}\ge\tau_E \;\Rightarrow\; m \ge \tau_E/\Lambda > 0\).
\end{enumerate}
In the tight-bookkeeping case \(\kappa=\Lambda=:\Gamma\) the two collapse to an exact
biconditional, \(\;\Delta\Phi_{\Obs}\ge\tau_E \iff m\ge\tau_E/\Gamma\).
\end{theorem}

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proofappendix

proof:appC_dual_horizon_biconditional

proof:appC_dual_horizon_biconditional

Exact LaTeX body

\begin{proof}
\label{proof:appC_dual_horizon_biconditional}
The sandwich is the conjunction of
Assumptions~\ref{assumption:appC_emergence_domination}
and~\ref{assumption:appC_emergence_coupling}. For (i),
\(\Delta\Phi_{\Obs}\ge\kappa m\ge\kappa\cdot(\tau_E/\kappa)=\tau_E\). For (ii),
\(\tau_E\le\Delta\Phi_{\Obs}\le\Lambda m\) gives \(m\ge\tau_E/\Lambda>0\); positivity
of \(m\) recovers Theorem~\ref{theorem:appC_dual_horizon_signature}. When
\(\kappa=\Lambda=\Gamma\) the lower and upper thresholds coincide at
\(\tau_E/\Gamma\), yielding the biconditional.
\end{proof}

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remarkappendix

Invariance under horizon realization

remark:appC_horizon_realizations

Exact LaTeX body

\begin{remark}[Invariance under horizon realization]
\label{remark:appC_horizon_realizations}
Both fluxes are integrals of positive parts of divergences against \(\mu_{\Obs}\);
nothing in Definition~\ref{definition:appC_horizon_fluxes} or
Theorem~\ref{theorem:appC_dual_horizon_signature} counts horizons. The same
signature \((G_{\Obs}>0,\,C_{\Obs}>0)\) is produced by (i) a single
generative/dissipative horizon pair; (ii) several same-sign horizons, whose positive
parts simply add; (iii) one sign-changing curvature field, whose positive and
negative divergence parts feed \(G_{\Obs}\) and \(C_{\Obs}\) respectively; (iv) a
smooth, delocalized source--sink field with no isolated horizon at all. The theorem
therefore does not fail on multi-horizon or sign-changing configurations --- the
liability of the literal reading --- because ``dual'' is a property of the
observer-visible flux signature, not of the geometry that realizes it.
\end{remark}

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remarkappendix

Open derivation route for Emergence Domination

remark:appC_domination_open_route

Exact LaTeX body

\begin{remark}[Open derivation route for Emergence Domination]
\label{remark:appC_domination_open_route}
Emergence Domination (Assumption~\ref{assumption:appC_emergence_domination}) is the
single posited plank of Proof~II, and it is where any residual circularity would
hide: were \(\Delta\Phi_{\Obs}\), \(G_{\Obs}\), \(C_{\Obs}\) not independently
measured, the bound would be analytic and the theorem would prove only what it
assumed. The route that would make it synthetic runs through \emph{finite observer
bandwidth}: the bounded-observer kernel
(cf.~\ref{definition:bk4_observer_kernel_convolution_map}) has finite throughput
across the resolution boundary \(\partial\Omega\), so it cannot retain coherent
novelty faster than the binding flux carries it across the horizon --- which is exactly
\(\Delta\Phi_{\Obs}\le\Lambda\min\{G_{\Obs},C_{\Obs}\}\). We record this as open.
Until it is discharged, Domination stands as a labelled premise grounded in the
finitude of the observer, not in the definition of emergence --- the same status, and
the same debt, as PS--C3\(^\prime\) (Ax.~\ref{axiom:appC_psc3prime}). Proof~I incurs no
such debt: it reaches the same conclusion from finite resolution \(\epsilon_{\Obs}\)
directly, which is why the two proofs are worth keeping side by side.
\end{remark}

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  "latex_body": "\\begin{remark}[Open derivation route for Emergence Domination]\n\\label{remark:appC_domination_open_route}\nEmergence Domination (Assumption~\\ref{assumption:appC_emergence_domination}) is the\nsingle posited plank of Proof~II, and it is where any residual circularity would\nhide: were \\(\\Delta\\Phi_{\\Obs}\\), \\(G_{\\Obs}\\), \\(C_{\\Obs}\\) not independently\nmeasured, the bound would be analytic and the theorem would prove only what it\nassumed. The route that would make it synthetic runs through \\emph{finite observer\nbandwidth}: the bounded-observer kernel\n(cf.~\\ref{definition:bk4_observer_kernel_convolution_map}) has finite throughput\nacross the resolution boundary \\(\\partial\\Omega\\), so it cannot retain coherent\nnovelty faster than the binding flux carries it across the horizon --- which is exactly\n\\(\\Delta\\Phi_{\\Obs}\\le\\Lambda\\min\\{G_{\\Obs},C_{\\Obs}\\}\\). We record this as open.\nUntil it is discharged, Domination stands as a labelled premise grounded in the\nfinitude of the observer, not in the definition of emergence --- the same status, and\nthe same debt, as PS--C3\\(^\\prime\\) (Ax.~\\ref{axiom:appC_psc3prime}). Proof~I incurs no\nsuch debt: it reaches the same conclusion from finite resolution \\(\\epsilon_{\\Obs}\\)\ndirectly, which is why the two proofs are worth keeping side by side.\n\\end{remark}",
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scholiumappendix

Two Modalities, One Root

scholium:appC_two_modalities_one_root

Exact LaTeX body

\begin{scholium}[Two Modalities, One Root]
\label{scholium:appC_two_modalities_one_root}
The necessity has now been proved twice: observationally
(\S\ref{sec:appC_proof_observational}, by what a bounded observer can register and
retain) and geometrically (\S\ref{sec:appC_proof_by_elimination}, by the flux
signature on the manifold). These are not independent confirmations. Both proofs
finally rest on the same fact --- the finitude of the observer: Proof~I on finite
resolution \(\epsilon_{\Obs}\), Proof~II on finite bandwidth across \(\partial\Omega\)
(Remark~\ref{remark:appC_domination_open_route}). They are therefore two
\emph{presentations} of one invariant in two carriers, the observational and the
geometric, and their agreement is precisely a \emph{transference test}
(Thm.~\ref{theorem:appC_modal_transference}) of the Dual Horizon necessity against its
own mode of presentation. That the invariant survives the carrier swap is the
appendix's strongest internal evidence that the dual signature belongs to the symbolic
structure and not to either proof's framing. The earlier metaphysical trilemma ---
``solely generative / solely dissipative / neither'' --- is the degenerate, prose-bound
ancestor of Proof~I, recovered as the corners \(C_{\Obs}=0\), \(G_{\Obs}=0\),
\(G_{\Obs}=C_{\Obs}=0\); its rehabilitation as Proof~I now carries Case~C, which the
metaphysical reading missed.
\end{scholium}

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scholiumappendix

The Two Horizons as Co-Constitutive

scholium:appC_two_horizons_co_constitutive

Exact LaTeX body

\begin{scholium}[The Two Horizons as Co-Constitutive]
\label{scholium:appC_two_horizons_co_constitutive}
Co-constitution is now a theorem about a bound, not a metaphor. Because the emergence
functional is sandwiched between \(\kappa\) and \(\Lambda\) times
\(\min\{G_{\Obs},C_{\Obs}\}\) (Theorem~\ref{theorem:appC_dual_horizon_biconditional}),
the binding term is the \emph{smaller} of the two fluxes: neither generation nor
stabilization can carry observer-visible becoming alone, and they constrain emergence
symmetrically and inseparably. Drift (cf.~\ref{definition:bk1_drift_field}) supplies
the novelty that Reflection retains; Reflection supplies the contraction that turns
novelty into structure. Their coupling on a shared bounded-observer domain --- formally
enacted as Symbolic Reflexive Validation
(cf.~\ref{definition:bk7_symbolic_reflexive_validation_srv}) --- is the crucible of
symbolic existence and becoming. The dual horizon is not two objects in the world but the two-signed
signature any world must present to a Bounded Observer in order to be seen to emerge at
all.
\end{scholium}

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sectionsectionappendix

Born Rule – A Formal Derivation

sec:appC_born_rule

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remarkappendix

Derivation Structure

remark:appC_born_rule_dependency

Exact LaTeX body

\begin{remark}[Derivation Structure]
\label{remark:appC_born_rule_dependency}
This derivation proceeds from the coherence constraints PS-C1--C5
(\S\ref{subsec:appC_born_axioms}) to Gleason's hypotheses, and thence to
the Born Rule. The structural constraints PS-C1, PS-C2, PS-C4, PS-C5 are
consequences of bounded observation (Def.~\ref{definition:bk1_bounded_observer}),
not ad hoc quantum postulates: each encodes a constraint that any
finite-resolution observer necessarily satisfies. The additivity once carried as
PS-C3 splits in two: its \emph{within-frame} content is \emph{proved} in
\S\ref{subsec:appC_born_additivity_derivation}
(Thm.~\ref{theorem:appC_orthogonal_additivity}) from observer-token disjointness,
while its cross-frame content---non-contextuality---is isolated and posited as
PS-C3$'$ (Ax.~\ref{axiom:appC_psc3prime}). The derivation thus reduces Gleason's
additivity hypothesis to finite-budget bookkeeping plus a single, explicitly
labelled non-contextuality axiom, and is grounded in the PS foundational framework
rather than in the Hilbert space structure it explains; the Born conclusion is
conditional on PS-C3$'$.
\end{remark}

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sectionsubsectionappendix

Preamble

sec:appC_born_preamble

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Observer Data Structures in the Quantum Regime

subsec:appC_born_observer_structures

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definitiondefinitionalappendix

Frame space of $\Obs$

definition:appC_frame_space

Exact LaTeX body

\begin{definition}[Frame space of $\Obs$]
\label{definition:appC_frame_space}
For a bounded observer $\Obs$ (cf.~\ref{definition:bk4_bounded_observer}), define
\[
F_{Obs} \subseteq Proj(\Horizon)
\]
as the \emph{frame space}: the maximal set of mutually orthogonal projections
whose outcomes are classically discernible given the observer’s resolution threshold
$\epsilon_{\Obs}$.
\end{definition}

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definitiondefinitionalappendix

Coherence functional

definition:appC_coherence_functional

Exact LaTeX body

\begin{definition}[Coherence functional]
\label{definition:appC_coherence_functional}
For a Bounded Observer $\Obs$ (cf.~\ref{definition:bk1_bounded_observer}), the \emph{coherence assignment functional} is
\[
\mathcal{C}_{Obs}: Proj(\Horizon) \times \Horizon \to [0,1], \quad
(\Pi, \psi) \mapsto \mathcal{C}_{\Obs}(\tilde\psi_{\Obs}, \Pi),
\]
where $\tilde\psi_{\Obs}$ is the observer’s internal (fuzzy) representation
of the external state $\psi \in \Horizon$.
\end{definition}

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remarkappendix

Formal correspondence at the observer boundary

remark:appC_observer_lowering_boundary

Exact LaTeX body

\begin{remark}[Formal correspondence at the observer boundary]
\label{remark:appC_observer_lowering_boundary}
The machine-checked companion supplies two complementary Gleason-facing
half-bridges, separated by an observer boundary.  In the source-to-readout direction,
a normalized pure-state vector determines its Hermitian rank-one density and lowers
through a fixed observer kernel to a Born-compatible resolved readout.  In the
readout-to-representation direction, explicitly certified conjugate-linear, linear,
and Hermitian cross laws construct a sesquilinear representation of the available
values.  The second construction represents the readout; it is not an inverse that
recovers the originating vector or process state.

The seam is genuinely lossy.  Global phase is forgotten, so distinct normalized
vectors can yield the same density and the same fixed-kernel observer record.
Explicit counterexamples further show that arbitrary coherent frame readouts and
arbitrary normalized resolution records need not determine an upstream Hermitian
state.  Finite partial trace provides another exact lowering: it preserves trace and
all represented local-observer expectations while discarding access to the full joint
operator.

Temporal direction is already present in the companion's Cost of Cacophony backbone.
Simultaneous finite-support compression obeys the certified norm-fracture bounds, and
the diagonal witness has a strictly positive representability gap.  A staged path is
instead accounted for as an ordered sum of per-step displacements; its transport cost
is paid by free-energy decrease in the certified JKO step.  Under the stated
summability, completeness, or Lyapunov-descent premises, those directed stages
converge.  Thus time is not merely a metaphor here: it is the parameter by which one
simultaneous obstruction is re-expressed as sequential transport with an explicit cost
and convergence contract.

What remains functionally interpretive is the physical specialization: mapping quantum decoherence
and noise as the continued unfolding of this general directed cost-and-loss geometry.
The exact temporal transport results, exact partial-trace reduction, and exact
phase-collision boundary ground that operational, testable reading without collapsing the mapped domains into one another.
This status distinction neither rejects the human mathematical argument under
PS--C1--PS--C6 nor reduces its observer interpretation to the finite Lean model.
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  "latex_body": "\\begin{remark}[Formal correspondence at the observer boundary]\n\\label{remark:appC_observer_lowering_boundary}\nThe machine-checked companion supplies two complementary Gleason-facing\nhalf-bridges, separated by an observer boundary.  In the source-to-readout direction,\na normalized pure-state vector determines its Hermitian rank-one density and lowers\nthrough a fixed observer kernel to a Born-compatible resolved readout.  In the\nreadout-to-representation direction, explicitly certified conjugate-linear, linear,\nand Hermitian cross laws construct a sesquilinear representation of the available\nvalues.  The second construction represents the readout; it is not an inverse that\nrecovers the originating vector or process state.\n\nThe seam is genuinely lossy.  Global phase is forgotten, so distinct normalized\nvectors can yield the same density and the same fixed-kernel observer record.\nExplicit counterexamples further show that arbitrary coherent frame readouts and\narbitrary normalized resolution records need not determine an upstream Hermitian\nstate.  Finite partial trace provides another exact lowering: it preserves trace and\nall represented local-observer expectations while discarding access to the full joint\noperator.\n\nTemporal direction is already present in the companion's Cost of Cacophony backbone.\nSimultaneous finite-support compression obeys the certified norm-fracture bounds, and\nthe diagonal witness has a strictly positive representability gap.  A staged path is\ninstead accounted for as an ordered sum of per-step displacements; its transport cost\nis paid by free-energy decrease in the certified JKO step.  Under the stated\nsummability, completeness, or Lyapunov-descent premises, those directed stages\nconverge.  Thus time is not merely a metaphor here: it is the parameter by which one\nsimultaneous obstruction is re-expressed as sequential transport with an explicit cost\nand convergence contract.\n\nWhat remains functionally interpretive is the physical specialization: mapping quantum decoherence\nand noise as the continued unfolding of this general directed cost-and-loss geometry.\nThe exact temporal transport results, exact partial-trace reduction, and exact\nphase-collision boundary ground that operational, testable reading without collapsing the mapped domains into one another.\nThis status distinction neither rejects the human mathematical argument under\nPS--C1--PS--C6 nor reduces its observer interpretation to the finite Lean model.\n\\end{remark}",
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sectionsubsectionappendix

Interpretive-Budget Additivity from Bounded Discernibility

subsec:appC_born_additivity_derivation

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assumptiondefinitionalappendix

Bounded discernibility

assumption:appC_bounded_discernibility

Exact LaTeX body

\begin{assumption}[Bounded discernibility]
\label{assumption:appC_bounded_discernibility}
A single resolved observer token is assigned to at most one of any two mutually
orthogonal (hence mutually exclusive) outcome subspaces: orthogonal resolved outcomes
receive distinct tokens. This is the content later codified, at the resolution scale,
as PS--C5 (Ax.~\ref{axiom:appC_psc5}).
\end{assumption}

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definitiondefinitionalappendix

Observer token space for a projective frame

definition:appC_observer_token_space

Exact LaTeX body

\begin{definition}[Observer token space for a projective frame]
\label{definition:appC_observer_token_space}
Let $\dim\Horizon < \infty$ and let
\[
\mathfrak{F} = \{\Pi_i\}_{i=1}^{n} \subseteq Proj(\Horizon),
\qquad \Pi_i \Pi_j = 0\ (i \neq j),\qquad \sum_i \Pi_i = \mathbbm{1},
\]
be a complete orthogonal frame discernible to the Bounded Observer $\Obs$
(cf.~\ref{definition:appC_frame_space}). Let $\mathcal{T}_\Obs(\mathfrak{F})$ denote
the finite set of \emph{observer-resolvable outcome tokens} produced when $\Obs$
applies its collapse/refinement map (the observer-context realization of $R_\lambda$,
cf.~\ref{subsec:appC_born_interpretation_ps}) to $\mathfrak{F}$. For any projector
$\Pi$ obtained by coarse-graining elements of $\mathfrak{F}$, set
\[
T_\Obs(\Pi) := \{\, t \in \mathcal{T}_\Obs(\mathfrak{F}) :
\text{the outcome resolved by } t \text{ lies in } \operatorname{im}(\Pi) \,\}.
\]
\end{definition}

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      "context": "j),\\qquad \\sum_i \\Pi_i = \\mathbbm{1}, \\] be a complete orthogonal frame discernible to the Bounded Observer $\\Obs$ (cf.~\\ref{definition:appC_frame_space}). Let $\\mathcal{T}_\\Obs(\\mathfrak{F})$ denote the finite set of \\emph{observer-resolvable outcome tokens} produced when",
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definitiondefinitionalappendix

Observer coherence budget

definition:appC_observer_coherence_budget

Exact LaTeX body

\begin{definition}[Observer coherence budget]
\label{definition:appC_observer_coherence_budget}
A Bounded Observer $\Obs$ in state $\tilde\psi_{\Obs}$ carries a finite
\emph{coherence budget}
\[
\mu_{\Obs,\tilde\psi} : \mathcal{P}\big(\mathcal{T}_\Obs(\mathfrak{F})\big) \to [0,1],
\qquad
\mu_{\Obs,\tilde\psi}(\varnothing) = 0,\quad
\mu_{\Obs,\tilde\psi}\big(\mathcal{T}_\Obs(\mathfrak{F})\big) = 1,
\]
which is finitely additive on disjoint token sets:
$A \cap B = \varnothing \Rightarrow
\mu_{\Obs,\tilde\psi}(A \sqcup B) = \mu_{\Obs,\tilde\psi}(A) + \mu_{\Obs,\tilde\psi}(B)$.
This is not a quantum-probability axiom but finite symbolic-budget conservation:
disjoint resolved tokens cannot consume the same bounded interpretive resource twice.
The coherence functional (cf.~\ref{definition:appC_coherence_functional}) admits the
token-budget representation
\[
\mathcal{C}_{\Obs}(\tilde\psi_{\Obs}, \Pi) = \mu_{\Obs,\tilde\psi}\big(T_\Obs(\Pi)\big).
\]
\end{definition}

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lemmaprovenappendix

Orthogonal token separation

lemma:appC_orthogonal_token_separation

Exact LaTeX body

\begin{lemma}[Orthogonal token separation]
\label{lemma:appC_orthogonal_token_separation}
If $\Pi\,\Xi = 0$ then $T_\Obs(\Pi) \cap T_\Obs(\Xi) = \varnothing$.
\end{lemma}
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proofappendix

proof:appC_orthogonal_token_separation

proof:appC_orthogonal_token_separation

Exact LaTeX body

\begin{proof}
\label{proof:appC_orthogonal_token_separation}
Orthogonality gives $\operatorname{im}(\Pi) \cap \operatorname{im}(\Xi) = \{0\}$.
Were a token $t$ to lie in both $T_\Obs(\Pi)$ and $T_\Obs(\Xi)$, the single outcome
resolved by $t$ would simultaneously be a $\Pi$-outcome and an $\Xi$-outcome,
i.e.\ the observer would assign one resolved token to two mutually orthogonal
(hence mutually exclusive) subspaces. This violates bounded discernibility
(Assumption~\ref{assumption:appC_bounded_discernibility}). Hence the token sets are disjoint.
\end{proof}

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lemmaprovenappendix

Coarse-graining of orthogonal tokens

lemma:appC_coarse_graining_tokens

Exact LaTeX body

\begin{lemma}[Coarse-graining of orthogonal tokens]
\label{lemma:appC_coarse_graining_tokens}
If $\Pi_i \Pi_j = 0$ for $i \neq j$, then
$T_\Obs\!\big(\sum_i \Pi_i\big) = \bigsqcup_i T_\Obs(\Pi_i)$.
\end{lemma}
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proofappendix

proof:appC_coarse_graining_tokens

proof:appC_coarse_graining_tokens

Exact LaTeX body

\begin{proof}
\label{proof:appC_coarse_graining_tokens}
The projector $\sum_i \Pi_i$ encodes the coarse-grained question
``did the resolved outcome fall in $\bigcup_i \operatorname{im}(\Pi_i)$?'' A token
answers affirmatively exactly when it lies in some $T_\Obs(\Pi_i)$, so
$T_\Obs(\sum_i \Pi_i) = \bigcup_i T_\Obs(\Pi_i)$. By
Lemma~\ref{lemma:appC_orthogonal_token_separation} the $T_\Obs(\Pi_i)$ are pairwise
disjoint, so the union is disjoint.
\end{proof}

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theoremprovenappendix

Orthogonal additivity from bounded discernibility

theorem:appC_orthogonal_additivity

Exact LaTeX body

\begin{theorem}[Orthogonal additivity from bounded discernibility]
\label{theorem:appC_orthogonal_additivity}
Let $\Obs$ be a Bounded Observer with finite coherence budget
$\mu_{\Obs,\tilde\psi}$. For any finite mutually orthogonal family
$\{\Pi_i\}_{i=1}^n \subseteq Proj(\Horizon)$,
\[
\mathcal{C}_{\Obs}\!\Big(\tilde\psi_{\Obs}, \sum_i \Pi_i\Big)
= \sum_i \mathcal{C}_{\Obs}(\tilde\psi_{\Obs}, \Pi_i).
\]
\end{theorem}
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proofappendix

proof:appC_orthogonal_additivity

proof:appC_orthogonal_additivity

Exact LaTeX body

\begin{proof}
\label{proof:appC_orthogonal_additivity}
By the token-budget representation (Def.~\ref{definition:appC_observer_coherence_budget}),
$\mathcal{C}_{\Obs}(\tilde\psi_{\Obs}, \sum_i \Pi_i)
= \mu_{\Obs,\tilde\psi}\big(T_\Obs(\sum_i \Pi_i)\big)$. By
Lemma~\ref{lemma:appC_coarse_graining_tokens},
$T_\Obs(\sum_i \Pi_i) = \bigsqcup_i T_\Obs(\Pi_i)$. Finite additivity of the budget
over disjoint token sets gives
$\mu_{\Obs,\tilde\psi}(\bigsqcup_i T_\Obs(\Pi_i))
= \sum_i \mu_{\Obs,\tilde\psi}(T_\Obs(\Pi_i))$, and applying the representation once
more yields $\sum_i \mathcal{C}_{\Obs}(\tilde\psi_{\Obs}, \Pi_i)$.
\end{proof}

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axiomdefinitionalappendix

PS--C3$'$ (Non-contextual token budget)

axiom:appC_psc3prime

Exact LaTeX body

\begin{axiom}[PS--C3$'$ (Non-contextual token budget)]
\label{axiom:appC_psc3prime}
Let $\mathfrak{F}, \mathfrak{F}'$ be complete orthogonal frames discernible to $\Obs$,
and let $\Pi \in Proj(\Horizon)$ be obtained by coarse-graining elements of
$\mathfrak{F}$ and also of $\mathfrak{F}'$, with token realizations
$T^{\mathfrak{F}}_\Obs(\Pi)$ and $T^{\mathfrak{F}'}_\Obs(\Pi)$. Then the budget
assigns them equal measure,
\[
\mu_{\Obs,\tilde\psi}\big(T^{\mathfrak{F}}_\Obs(\Pi)\big)
= \mu_{\Obs,\tilde\psi}\big(T^{\mathfrak{F}'}_\Obs(\Pi)\big);
\]
equivalently, $\mathcal{C}_{\Obs}(\tilde\psi_\Obs,\Pi)$ is well defined independently of
the complete frame within which $\Obs$ poses the question $\Pi$.
\end{axiom}
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remarkappendix

What is proved, and what is posited

remark:appC_born_honest_reduction

Exact LaTeX body

\begin{remark}[What is proved, and what is posited]
\label{remark:appC_born_honest_reduction}
Lemma~\ref{lemma:appC_orthogonal_token_separation},
Lemma~\ref{lemma:appC_coarse_graining_tokens}, and
Theorem~\ref{theorem:appC_orthogonal_additivity} establish additivity of the budget
\emph{within any single frame}; this is bookkeeping, derived from token disjointness.
The frame-independence of the representation
$\mathcal{C}_{\Obs}(\tilde\psi_\Obs,\Pi) = \mu_{\Obs,\tilde\psi}(T_\Obs(\Pi))$ across
frames -- PS--C3$'$ -- is the PS form of non-contextuality and is posited, not derived.
The Born derivation therefore reduces Gleason's additivity hypothesis to two
ingredients: finite-budget conservation on disjoint tokens
(Def.~\ref{definition:appC_observer_coherence_budget}, a bookkeeping principle) and
non-contextuality of the budget (PS--C3$'$, the physical content).
\end{remark}

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remarkappendix

Open derivation route for PS--C3$'$

remark:appC_psc3prime_open_route

Exact LaTeX body

\begin{remark}[Open derivation route for PS--C3$'$]
\label{remark:appC_psc3prime_open_route}
A future derivation could proceed through resolution-limited frame distinguishability
(PS--C5, Ax.~\ref{axiom:appC_psc5}): if two discernible frames agree on $\Pi$ up to the
observer threshold $\epsilon_\Obs$, the budgets they assign $\Pi$ must agree up to a
modulus controlled by $\epsilon_\Obs$, and a continuity-plus-density argument over the
frame manifold -- connected for $\dim\Horizon \ge 3$ -- might then force exact equality
in the $\epsilon_\Obs \to 0$ refinement limit. We record this as open. That
$\dim\Horizon \ge 3$ enters in the same place it enters Gleason's theorem
(Thm.~\ref{theorem:appC_born_rule}) is structural evidence the route is the right one;
until it is completed, PS--C3$'$ stands as an axiom and the Born conclusion is
conditional on it.
\end{remark}

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sectionsubsectionappendix

Coherence Axioms (PS–C)

subsec:appC_born_axioms

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axiomdefinitionalappendix

PS--C1 (Boundedness)

axiom:appC_psc1

Exact LaTeX body

\begin{axiom}[PS--C1 (Boundedness)]
\label{axiom:appC_psc1}
$0 \leq \mathcal{C}_{\Obs}(\tilde\psi_{\Obs}, \Pi) \leq 1$ \quad (cf.~\ref{definition:appC_coherence_functional})
\end{axiom}

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axiomdefinitionalappendix

PS--C2 (Unitary covariance)

axiom:appC_psc2

Exact LaTeX body

\begin{axiom}[PS--C2 (Unitary covariance)]
\label{axiom:appC_psc2}
$\mathcal{C}_{\Obs}(U \tilde\psi_{\Obs}, U \Pi U^\dagger)
= \mathcal{C}_{\Obs}(\tilde\psi_{\Obs}, \Pi)$ \quad (cf.~\ref{definition:appC_coherence_functional})
\end{axiom}

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corollaryprovenappendix

PS--C3 (Conservation of interpretive budget)

axiom:appC_psc3

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\begin{corollary}[PS--C3 (Conservation of interpretive budget)]
\label{axiom:appC_psc3}
For any complete orthogonal decomposition $\{\Pi_i\}$ of $\mathbbm{1}$ (cf.~\ref{definition:appC_coherence_functional}):
\[
\sum_i \mathcal{C}_{\Obs}(\tilde\psi_{\Obs}, \Pi_i) = 1.
\]
\end{corollary}

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proofappendix

proof:appC_psc3

proof:appC_psc3

Exact LaTeX body

\begin{proof}
\label{proof:appC_psc3}
Apply Theorem~\ref{theorem:appC_orthogonal_additivity} to the complete frame
$\sum_i \Pi_i = \mathbbm{1}$:
$\sum_i \mathcal{C}_{\Obs}(\tilde\psi_{\Obs}, \Pi_i)
= \mathcal{C}_{\Obs}(\tilde\psi_{\Obs}, \mathbbm{1})
= \mu_{\Obs,\tilde\psi}\big(T_\Obs(\mathbbm{1})\big)
= \mu_{\Obs,\tilde\psi}\big(\mathcal{T}_\Obs(\mathfrak{F})\big) = 1$,
using the token-budget representation
(Def.~\ref{definition:appC_observer_coherence_budget}) and the normalization
$\mu_{\Obs,\tilde\psi}(\mathcal{T}_\Obs(\mathfrak{F})) = 1$.
\end{proof}

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  "id": "proof:appC_psc3",
  "label": "proof:appC_psc3",
  "latex_body": "\\begin{proof}\n\\label{proof:appC_psc3}\nApply Theorem~\\ref{theorem:appC_orthogonal_additivity} to the complete frame\n$\\sum_i \\Pi_i = \\mathbbm{1}$:\n$\\sum_i \\mathcal{C}_{\\Obs}(\\tilde\\psi_{\\Obs}, \\Pi_i)\n= \\mathcal{C}_{\\Obs}(\\tilde\\psi_{\\Obs}, \\mathbbm{1})\n= \\mu_{\\Obs,\\tilde\\psi}\\big(T_\\Obs(\\mathbbm{1})\\big)\n= \\mu_{\\Obs,\\tilde\\psi}\\big(\\mathcal{T}_\\Obs(\\mathfrak{F})\\big) = 1$,\nusing the token-budget representation\n(Def.~\\ref{definition:appC_observer_coherence_budget}) and the normalization\n$\\mu_{\\Obs,\\tilde\\psi}(\\mathcal{T}_\\Obs(\\mathfrak{F})) = 1$.\n\\end{proof}",
  "line": 599,
  "macros_used": [
    "Obs"
  ],
  "matter_region": "appendix",
  "matter_role": "appendix_expansion",
  "name": "",
  "proves": "axiom:appC_psc3",
  "ref_roles": [
    {
      "context": "\\big) = \\mu_{\\Obs,\\tilde\\psi}\\big(\\mathcal{T}_\\Obs(\\mathfrak{F})\\big) = 1$, using the token-budget representation (Def.~\\ref{definition:appC_observer_coherence_budget}) and the normalization $\\mu_{\\Obs,\\tilde\\psi}(\\mathcal{T}_\\Obs(\\mathfrak{F})) = 1$. \\end{proof}",
      "label": "definition:appC_observer_coherence_budget",
      "logical_support": true,
      "role": "definition_anchor",
      "target_file": "appendix_dual_horizon.tex",
      "target_line": 451,
      "target_type": "definition"
    },
    {
      "context": "\\begin{proof} \\label{proof:appC_psc3} Apply Theorem~\\ref{theorem:appC_orthogonal_additivity} to the complete frame $\\sum_i \\Pi_i = \\mathbbm{1}$: $\\sum_i \\mathcal{C}_{\\Obs}(\\tilde\\psi_{\\Obs}, \\Pi_i) = \\mathcal{C}_",
      "label": "theorem:appC_orthogonal_additivity",
      "logical_support": true,
      "role": "proof_support",
      "target_file": "appendix_dual_horizon.tex",
      "target_line": 504,
      "target_type": "theorem"
    }
  ],
  "refs": [
    "definition:appC_observer_coherence_budget",
    "theorem:appC_orthogonal_additivity"
  ],
  "role": "proof",
  "type": "proof"
}